 |
 |
Morgan Stanley Lead and Co-Managed Issues for the Last Two Years
|
 |
|
 |
This announcement is neither an offer to sell nor a solicitation of an offer to buy any of these securities. For some of these securities, the offer is made only by the Prospectus, a copy of which may be obtained through a Morgan Stanley Smith Barney
Financial Advisor.
 |
|
| Symbol |
|
Lead
underwriter |
|
Deal
size |
|
Offer
date |
|
Offering
price |
|
Security
type |
|
|
|
| ENTERPRISE PRODUCT |
| EPD |
|
MS |
|
7,250,000 |
|
09/22/2009 |
|
$28.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| SPX JUMP SECURITIES |
| SPEEB |
|
MS |
|
|
|
09/18/2009 |
|
$10.00 |
|
Structured Investment |
|
| MUELLER WATER PRODUCTS |
| MWA |
|
BOFA/GS |
|
27,500,000 |
|
09/17/2009 |
|
$4.75 |
|
COM |
| Download the final prospectus(PDF) |
|
| SMITHFIELD FOODS |
| SFD |
|
MS/Bar/GS/JPM |
|
18,000,000 |
|
09/16/2009 |
|
$13.85 |
|
COM |
| Download the final prospectus(PDF) |
|
| BARRICK GOLD |
| ABX |
|
MS/RBC |
|
81,000,000 |
|
09/15/2009 |
|
$36.95 |
|
COM |
| Download the final prospectus(PDF) |
|
| COUSINS PROPERTIES |
| CUZ |
|
MS/BOFA/JPM |
|
32,000,000 |
|
09/15/2009 |
|
$7.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| CENTER POINT |
| CNP |
|
Citi/DB/BofA |
|
21,000,000 |
|
09/10/2009 |
|
$12.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| PHOTRONICS |
| PLAB |
|
MS |
|
6,375,000 |
|
09/10/2009 |
|
$4.15 |
|
COM |
| Download the final prospectus(PDF) |
|
| SENIOR HOUSING PROPERTIES |
| SNH |
|
BOFA/UBS |
|
4,500,000 |
|
09/10/2009 |
|
$19.44 |
|
COM |
| Download the final prospectus(PDF) |
|
| NET 1 UEPS TECH |
| UEPS |
|
MS |
|
1,000,000 |
|
09/10/2009 |
|
$20.55 |
|
COM |
|
| [16-20]% RevCons on CHK due 3/15/10 |
|
|
JPM |
|
|
|
09/09/2009 |
|
$100.00 |
|
Structured Investment |
|
| [12-16]% RevCons on GE due 03/15/10 |
|
|
JPM |
|
|
|
09/09/2009 |
|
$100.00 |
|
Structured Investment |
|
| AMEREN CORP |
| AEE |
|
BARC/JPM |
|
19,000,000 |
|
09/09/2009 |
|
$25.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| 95% Commodity CPN on DJ-UBS Index |
|
|
MS |
|
|
|
08/24/2009 |
|
$100.00 |
|
Structured Investment |
|
| NDX SPX OUTPERF |
|
|
MS |
|
|
|
08/24/2009 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| REVCONS ON AT&T |
|
|
MS |
|
|
|
08/24/2009 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| 14.5-18.5% RevCons on WFC Due 2/26/10 |
|
|
EXPT |
|
|
|
08/24/2009 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| CPN BRIC FX BASKET due 5/31/2012 |
| |
|
MS |
|
|
|
08/24/2009 |
|
$100.00 |
|
Structured Investment |
|
| CPN on FX Basket due 02/28/2013 |
| |
|
MS |
|
|
|
08/24/2009 |
|
$100.00 |
|
Structured Investment |
|
| Capital Prot Notes on SPX due 2/25/15 |
| SPEDL |
|
MS |
|
|
|
08/24/2009 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| PLUS on Basket of Asia ETFs due 9/28/10 |
| SPEDM |
|
MS |
|
|
|
08/24/2009 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| PLUS Based on the SPX due 9/28/10 |
| SPEDN |
|
BCS |
|
|
|
08/24/2009 |
|
$10.00 |
|
Structured Investment |
|
| Buffered PLUS on iShares MSCI EAFE |
| SPEDO |
|
JPM |
|
|
|
08/24/2009 |
|
$10.00 |
|
Structured Investment |
|
| Buffered PLUS on S&P 500 |
| SPEDP |
|
MS |
|
|
|
08/24/2009 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| Abs Ret Note on EFA Due 8/29/11 |
| SPEDQ |
|
MS |
|
|
|
08/24/2009 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| Bear PLUS on SPX due 9/28/10 |
| SPEDT |
|
MS |
|
|
|
08/24/2009 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| BEAR PLUS EFA |
| SPEDU |
|
MS |
|
|
|
08/24/2009 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| BARRIER CPN HYBR. |
| SPEDK |
|
MS |
|
10,000,000 |
|
08/18/2009 |
|
$10.00 |
|
Structured Investment |
|
| XRT BEAR PLUS |
| SPEDR |
|
MS |
|
|
|
08/18/2009 |
|
$10.00 |
|
Structured Investment |
|
| AMERICAN WATER WORKS |
| AWK |
|
BOFA/CITI/GS |
|
35,000,000 |
|
08/13/2009 |
|
$19.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| MARKWEST ENERGY |
| MWE |
|
MS/UBS |
|
5,500,000 |
|
08/13/2009 |
|
$20.95 |
|
COM |
| Download the final prospectus(PDF) |
|
| Bunge Limited |
| BG |
|
MS/CS |
|
10,500,000 |
|
08/12/2009 |
|
$65.50 |
|
COM |
| Download the final prospectus(PDF) |
|
| GSI COMMERCE |
| GSIC |
|
BOFA/UBS |
|
11,850,000 |
|
08/12/2009 |
|
$17.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| BOARDWALK PIPELINE |
| BWP |
|
BARC/CITI/JPM |
|
7,250,000 |
|
08/11/2009 |
|
$23.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| EMDEON INC. |
| EM |
|
MS/GS/UBS/BARC |
|
21,450,000 |
|
08/11/2009 |
|
$15.50 |
|
COM |
| Download the final prospectus(PDF) |
|
| HOSPITALITY PROPERTIES |
| HPT |
|
MS/CITI/RBC |
|
8,000,000 |
|
08/11/2009 |
|
$17.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| REVCONS EWZ |
|
|
|
|
|
|
08/10/2009 |
|
$100.00 |
|
Structured Investment |
|
| REVCONS ON BAC |
|
|
|
|
|
|
08/07/2009 |
|
$100.00 |
|
Structured Investment |
|
| INERGY L.P. |
| NRGY |
|
MS/CITI |
|
3,500,000 |
|
08/06/2009 |
|
$27.80 |
|
COM |
| Download the final prospectus(PDF) |
|
| AVAGO TECH |
| AVGO |
|
DB/BARCLAYS |
|
36,000,000 |
|
08/05/2009 |
|
$15.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| Enernoc Inc |
| ENOC |
|
MS/JPM |
|
3,750,000 |
|
08/05/2009 |
|
$27.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| KAYNE ANDERSON |
| KYN |
|
UBS/CITI/MS |
|
4,000,000 |
|
07/31/2009 |
|
$20.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| MFA FINANCIAL |
| MFA |
|
MS/DB |
|
50,000,000 |
|
07/29/2009 |
|
$7.05 |
|
COM |
| Download the final prospectus(PDF) |
|
| ARCH COAL |
| ACI |
|
MS/BOFA/MER |
|
17,000,000 |
|
07/27/2009 |
|
$17.50 |
|
COM |
| Download the final prospectus(PDF) |
|
| 90% CPN Dow Jones UBS Index due 7/31/13 |
|
|
MS |
|
|
|
07/24/2009 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| CPN on FX Basket due 10/31/12 |
|
|
MS |
|
|
|
07/24/2009 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| CPN on Bric FX Basket due 10/31/11 |
|
|
MS |
|
|
|
07/24/2009 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| 10% RevCons on MSFT due 1/29/10 |
|
|
BCS |
|
|
|
07/24/2009 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| 11% RevCons on MON due 1/29/10 |
|
|
BCS |
|
|
|
07/24/2009 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| Buff PLUS on SPGCBRP due 7/29/11 |
|
|
MS |
|
2,253,000 |
|
07/24/2009 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
|
