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Morgan Stanley Smith Barney Code of Ethics and Business Conduct



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The financial services industry is one of the most heavily regulated in the world. Adherence to all applicable laws and regulations is absolutely critical. However, the firm's clients, shareholders, competitors and the public have come to expect more from us than simple obedience to the letter of the law. They expect the highest degree of ethics, honesty and fairness in all our dealings.

The Morgan Stanley Smith Barney Code of Ethics and Business Conduct, which has been approved by the Board of Directors, codifies those aspirations and values. Each employee and officer of the firm has pledged to uphold these core values that define our company and the way we do business.

Click here for Code of Ethics and Business Conduct.


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	The Global Wealth Management Group of Morgan Stanley & Co. Incorporated and the Smith Barney division of Citigroup Global Markets Inc. have combined into Morgan Stanley Smith Barney LLC, a new investment adviser and broker-dealer registered with the Securities and Exchange Commission. In general, references to Morgan Stanley in this section of the site should be read as Morgan Stanley Smith Barney; however, some services will continue to be provided by Morgan Stanley & Co. Incorporated. Click here to read the Statement of Responsibilities, which explains the respective roles and functions of Morgan Stanley and Morgan Stanley Smith Barney. The information and services provided on the website are intended for persons in the U.S. only. Non-U.S. persons are directed to our Global Offices page. © 2009 Morgan Stanley Smith Barney LLC, member SIPC. All rights reserved.