 |
|
| Symbol |
|
Lead
underwriter |
|
Deal
size |
|
Offer
date |
|
Offering
price |
|
Security
type |
|
|
|
| Abiomed Inc. |
| ABMD |
|
MS |
|
2,419,932 |
|
08/18/2008 |
|
$18.00 |
|
COM |
|
| VisionChina Media |
| VISN |
|
MS/CS/ML |
|
5,500,000 |
|
08/15/2008 |
|
$16.00 |
|
COM |
|
| China Medical Technologies |
| CMED |
|
MS/CS |
|
2,142,857 |
|
08/12/2008 |
|
$48.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| Incyte Corporation |
| INCY |
|
GS |
|
9,000,000 |
|
07/31/2008 |
|
$9.00 |
|
COM |
|
| Sirius Satellite Radio |
| SIRI |
|
MS/UBS |
|
183,679,988 |
|
07/28/2008 |
|
$1.50 |
|
COM |
|
| EnergySolutions |
| ES |
|
CS/JPM |
|
35,000,000 |
|
07/24/2008 |
|
$19.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| XTO Energy |
| XTO |
|
LEH/JPM/UBS |
|
26,000,000 |
|
07/23/2008 |
|
$48.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| Energy Transfer Partners, L.P |
| ETP |
|
CITI/CS/LEH/WAC |
|
7,750,000 |
|
07/15/2008 |
|
$39.45 |
|
COM |
| Download the final prospectus(PDF) |
|
| MSCI INC |
| MXB |
|
MS |
|
23,000,000 |
|
07/15/2008 |
|
$32.00 |
|
COM |
|
| 16% RevCons on PBR by EXPT |
|
|
MS |
|
|
|
07/11/2008 |
|
$100.00 |
|
Structured Investment |
|
| 12% RevCons on GOOG by EXPT |
|
|
MS |
|
|
|
07/11/2008 |
|
$100.00 |
|
Structured Investment |
|
| 13% RevCons on EBAY by EXPT |
|
|
MS |
|
|
|
07/11/2008 |
|
$100.00 |
|
Structured Investment |
|
| 15% RevCons on XTO by EXPT |
|
|
MS |
|
|
|
07/11/2008 |
|
$100.00 |
|
Structured Investment |
|
| Century Aluminum |
| CENX |
|
MS/CS |
|
6,500,000 |
|
07/10/2008 |
|
$62.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| Chesapeake Energy |
| CHK |
|
LEH/UBS |
|
25,000,000 |
|
07/09/2008 |
|
$57.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| AUTOCALL ON XLF BY EXPT due 1/20/11 |
|
|
MS |
|
3,908,000 |
|
07/08/2008 |
|
$100.00 |
|
Structured Investment |
|
| Goodrich Petroleum Corporation |
| GDP |
|
JPM |
|
3,000,000 |
|
07/08/2008 |
|
$64.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| Bear FX linked CPN due 3/30/11 by MS |
|
|
MS |
|
|
|
06/23/2008 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| Dual Participation Commodity CPN by MS |
|
|
MS |
|
|
|
06/23/2008 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| 12.25% RevCons on Mastercard (MA) |
|
|
MS |
|
|
|
06/23/2008 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| 17.5% RevCons on Amazon (AMZN) |
|
|
MS |
|
|
|
06/23/2008 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| 16% RevCons on Sunoco (SUN) by MS |
|
|
MS |
|
|
|
06/23/2008 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| 11% RevCons on Union Pacific (UNP) |
|
|
MS |
|
|
|
06/23/2008 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| Buffered PLUS on Natural Gas by MS |
|
|
MS |
|
|
|
06/23/2008 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| RPX PARTICIPATION SECS |
|
|
MS |
|
|
|
06/23/2008 |
|
$100.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| 8% SPARQS on Intel (INTC) by MS |
| ADJ |
|
MS |
|
|
|
06/23/2008 |
|
$11.18 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| CapitalSource |
| CSE |
|
JPM/WACHOVIA |
|
30,000,000 |
|
06/23/2008 |
|
$11.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| PLUS on iShares EEM Fund due 7/20/2009 |
| MEEM |
|
MS |
|
|
|
06/23/2008 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| PLUS on NDX-100 Index due 7/20/09 by MS |
| MODR |
|
MS |
|
|
|
06/23/2008 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| CPN on SX5E, NKY, and SPX due 12/30/13 |
| MSVG |
|
MS |
|
|
|
06/23/2008 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| Protected Abs. Return Note on XLF SPDR |
| MSXF |
|
MS |
|
|
|
06/23/2008 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| PLUS on S&P 500 due 7/20/2009 by MS |
| MXPL |
|
MS |
|
|
|
06/23/2008 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| SuccessFactors |
| SFSF |
|
MS/GS |
|
8,838,691 |
|
06/23/2008 |
|
$11.80 |
|
COM |
| Download the final prospectus(PDF) |
|
| Protected Abs. Return Note on S&P 500 |
| SLZ |
|
MS |
|
|
|
06/23/2008 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| 12% SPARQS on Weatherford (WFT) by MS |
| WVK |
|
MS |
|
|
|
06/23/2008 |
|
$11.68 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| Buffered PLUS on U.S. Indices |
| |
|
MS |
|
|
|
06/19/2008 |
|
$100.00 |
|
Structured Investment |
|
| K12 INC |
| LRN |
|
MS |
|
1,355,525 |
|
06/16/2008 |
|
$22.25 |
|
COM |
|
| KeyCorp Common Stock |
| KEY |
|
CITI |
|
85,106,383 |
|
06/12/2008 |
|
$11.75 |
|
COM |
| Download the final prospectus(PDF) |
|
| Teekay Offshore Partners, LP |
| TOO |
|
CITI/ML/LEH |
|
7,000,000 |
|
06/12/2008 |
|
$20.00 |
|
COM |
|
| 9% SPARQS on Conoco Phillips (COP) |
| MCPS |
|
MS |
|
|
|
06/11/2008 |
|
$94.08 |
|
Structured Investment |
|
| EWZ BUFFERED PLUS |
| MEWZ |
|
MS |
|
|
|
06/11/2008 |
|
$1,000.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| Boardwalk Pipeline Partners, LP |
|
|
MS/LEH/CITI/UBS |
|
10,000,000 |
|
06/10/2008 |
|
$25.30 |
|
MLP |
| Download the final prospectus(PDF) |
|
| Walter Industries |
| WLT |
|
MS/BOFA/ST |
|
2,800,000 |
|
06/10/2008 |
|
$90.75 |
|
COM |
| Download the final prospectus(PDF) |
|
| 12% RevCons on Schlumberg (SLB) by MS |
|
|
MS |
|
4,264,000 |
|
06/06/2008 |
|
$100.00 |
|
Structured Investment |
|
| 14% Revcons on Alcoa (AA) by MS |
|
|
MS |
|
9,569,000 |
|
06/06/2008 |
|
$100.00 |
|
Structured Investment |
|
| 13% RevCons on iShares MSCI Brazil |
|
|
MS |
|
4,684,000 |
|
06/06/2008 |
|
$100.00 |
|
Structured Investment |
|
| Citizens Republic Bancorp Common |
| CRBC |
|
MS/CITI |
|
19,904,450 |
|
06/05/2008 |
|
$4.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| Citizens Republic Bancorp Cvt Preferred |
| CRBCP |
|
MS/CITI |
|
2,407,644 |
|
06/05/2008 |
|
$50.00 |
|
PEP |
| Download the final prospectus(PDF) |
|
| Senior Housing Properties |
| SNH |
|
UBS/MS/ML |
|
17,000,000 |
|
06/03/2008 |
|
$21.09 |
|
COM |
| Download the final prospectus(PDF) |
|
| State Street Corp. |
| STT |
|
GS/MS |
|
35,715,000 |
|
06/03/2008 |
|
$70.00 |
|
COM |
| Download the final prospectus(PDF) |
|
|
