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Morgan Stanley Lead and Co-Managed Issues for the Last Two Years
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This announcement is neither an offer to sell nor a solicitation of an offer to buy any of these securities. For some of these securities, the offer is made only by the Prospectus, a copy of which may be obtained through a Morgan Stanley Smith Barney Financial Advisor.
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|
| Symbol |
|
Lead
underwriter |
|
Deal
size |
|
Offer
date |
|
Offering
price |
|
Security
type |
|
|
|
| BIOCRYST PHARMACEUTICALS |
| BCRX |
|
MS |
|
5,000,000 |
|
11/19/2009 |
|
$9.75 |
|
COM |
|
| CLOUD PEAK ENERGY |
| CLD |
|
MS/CS/RBC |
|
30,600,000 |
|
11/19/2009 |
|
$15.00 |
|
|
|
| WARNER CHILCOTT |
| CLD |
|
MS/GS/CS/JPM |
|
20,000,000 |
|
11/19/2009 |
|
$22.25 |
|
COM |
|
| COMPELLENT TECHNOLOGIES |
| CML |
|
MS/PIPER |
|
3,340,000 |
|
11/18/2009 |
|
$19.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| Longtop Financial Technologies |
| LFT |
|
MS/DB |
|
3,700,000 |
|
11/18/2009 |
|
$31.25 |
|
COM |
|
| AMERICAN WATER WORKS |
| AWK |
|
MS/BOFA/CS |
|
37,351,617 |
|
11/17/2009 |
|
$21.63 |
|
COM |
| Download the final prospectus(PDF) |
|
| TC PIPELINES |
| TCLP |
|
CITI/BOFA/MS/UB |
|
5,000,000 |
|
11/13/2009 |
|
$38.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| SOLARWINDS |
| SWI |
|
MS/JPM/GS |
|
10,000,000 |
|
11/12/2009 |
|
$18.75 |
|
COM |
| Download the final prospectus(PDF) |
|
| BLACKSTONE GROUP |
| BX |
|
MS |
|
4,500,000 |
|
11/11/2009 |
|
$15.15 |
|
COM |
|
| NUSTAR ENERGY |
| NS |
|
MS |
|
5,000,000 |
|
11/10/2009 |
|
$52.45 |
|
COM |
| Download the final prospectus(PDF) |
|
| MSCI INC |
| MXB |
|
MS |
|
3,300,000 |
|
11/05/2009 |
|
$30.85 |
|
COM |
| Download the final prospectus(PDF) |
|
| FORD CONVERTIBLE OFFERING |
| F |
|
BOFA/CITI/JPM |
|
2,500,000 |
|
11/03/2009 |
|
$1,000.00 |
|
CVB |
| Download the final prospectus(PDF) |
|
| ATLAS AIR |
| AAWW |
|
MS/GS |
|
5,250,000 |
|
10/28/2009 |
|
$25.75 |
|
COM |
| Download the final prospectus(PDF) |
|
| HUBBELL INCORPORATED |
| HUB'B |
|
MS/JPM |
|
2,600,000 |
|
10/28/2009 |
|
$43.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| MARSHALL & ILSLEY |
| MI |
|
MS/BOFA |
|
136,000,000 |
|
10/21/2009 |
|
$5.75 |
|
COM |
| Download the final prospectus(PDF) |
|
| HANCOCK HOLDING COMPANY |
| HBHC |
|
MS/KEEFE |
|
4,100,000 |
|
10/20/2009 |
|
$35.50 |
|
COM |
| Download the final prospectus(PDF) |
|
| SUCCESS FACTORS |
| SFSF |
|
MS/GS/DB |
|
10,000,000 |
|
10/20/2009 |
|
$15.50 |
|
COM |
| Download the final prospectus(PDF) |
|
| VALIDUS HOLDINGS |
| VR |
|
MS |
|
1,000,000 |
|
10/14/2009 |
|
$26.40 |
|
COM |
|
| [9-13]% RevCons on BK due 4/15/10 |
|
|
EXPT |
|
|
|
10/09/2009 |
|
$100.00 |
|
Structured Investment |
|
| [9-13]% RevCons on SLB due 4/15/10 |
|
|
EXPT |
|
|
|
10/09/2009 |
|
$100.00 |
|
Structured Investment |
|
| GOL AIRLINES |
| GOL |
|
MS/BAC-ML |
|
38,005,000 |
|
10/09/2009 |
|
$9.48 |
|
COM |
| Download the final prospectus(PDF) |
|
| Bear PLUS on SPX due 4/19/10 |
| SPEED |
|
MS |
|
|
|
10/09/2009 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| AIRTRAN |
| AAI |
|
MS |
|
9,842,520 |
|
10/08/2009 |
|
$5.08 |
|
COM |
| Download the final prospectus(PDF) |
|
| LEXICON PHARMACEUTICALS |
| LXRX |
|
MS |
|
33,333,333 |
|
10/08/2009 |
|
$1.50 |
|
COM |
| Download the final prospectus(PDF) |
|
| VERISK ANALYTICS |
| VRSK |
|
MS/BOFA |
|
85,250,000 |
|
10/06/2009 |
|
$22.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| ECHO GLOBAL LOGISTICS |
| ECHO |
|
MS/CS |
|
5,700,000 |
|
10/01/2009 |
|
$14.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| EDUCATIONAL MANAGEMENT |
| EDMC |
|
MS/GS/BOFA/CS |
|
20,000,000 |
|
10/01/2009 |
|
$18.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| ENERGY TRANSFER PARTNERS |
| ETP |
|
MS |
|
6,000,000 |
|
10/01/2009 |
|
$41.27 |
|
COM |
| Download the final prospectus(PDF) |
|
| UAL CORP |
| UAUA |
|
MS/JPM/GS |
|
19,000,000 |
|
10/01/2009 |
|
$7.24 |
|
COM |
| Download the final prospectus(PDF) |
|
| SAKS INC |
| SKS |
|
MS/GS/WFC |
|
14,200,000 |
|
09/30/2009 |
|
$6.70 |
|
COM |
| Download the final prospectus(PDF) |
|
| TALECRIS BIOTHERAPEUTICS |
| TLCR |
|
MS/BofA |
|
44,700,000 |
|
09/30/2009 |
|
$19.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| HERCULES OFFSHORE |
| HERO |
|
MS/UBS |
|
17,500,000 |
|
09/24/2009 |
|
$5.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| INCYTE CORP |
| INCY |
|
GS |
|
18,000,000 |
|
09/24/2009 |
|
$6.75 |
|
COM |
| Download the final prospectus(PDF) |
|
| SELECT MEDICAL |
| SEM |
|
MS/GS/BOFA |
|
33,300,000 |
|
09/24/2009 |
|
$10.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| MS CPN on FX Bskt Due 03/29/13 |
|
|
MS |
|
|
|
09/23/2009 |
|
$100.00 |
|
Structured Investment |
|
| DJUBS PLUS Due 10/29/10 |
|
|
MS |
|
|
|
09/23/2009 |
|
$100.00 |
|
Structured Investment |
|
| Cont. Annual Inc. Com Bskt due 9/30/14 |
|
|
MS |
|
|
|
09/23/2009 |
|
$100.00 |
|
Structured Investment |
|
| [19-23]% RevCons on BAC due 3/30/10 |
|
|
EXPT |
|
|
|
09/23/2009 |
|
$100.00 |
|
Structured Investment |
|
| REVCONS ON WFT |
|
|
EXPT |
|
|
|
09/23/2009 |
|
$100.00 |
|
Structured Investment |
|
| A123 SYSTEMS |
| AONE |
|
MS/GS |
|
25,700,000 |
|
09/23/2009 |
|
$13.50 |
|
COM |
| Download the final prospectus(PDF) |
|
| BUFF PLUS SPX due 09/xx/11 |
| BLN |
|
C |
|
|
|
09/23/2009 |
|
$10.00 |
|
Structured Investment |
|
| COLONY FINANCIAL |
| CLNY |
|
BOFA/ML/GS/MS |
|
25,000,000 |
|
09/23/2009 |
|
$20.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| PLUS on SPX due 10/27/10 |
| SPEDV |
|
BCS |
|
|
|
09/23/2009 |
|
$10.00 |
|
Structured Investment |
|
| EFA Buffered PLUS 9/28/11 |
| SPEDX |
|
MS |
|
|
|
09/23/2009 |
|
$10.00 |
|
Structured Investment |
|
| Abs. Return Bar Notes on SPX due 9/28/11 |
| SPEDY |
|
MS |
|
|
|
09/23/2009 |
|
$10.00 |
|
Structured Investment |
|
| Jump Sec. on MSCI India Idx due 10/27/10 |
| SPEDZ |
|
MS |
|
|
|
09/23/2009 |
|
$10.00 |
|
Structured Investment |
|
| CPN on SPX Index due 3/27/15 |
| SPEEA |
|
MS |
|
|
|
09/23/2009 |
|
$10.00 |
|
Structured Investment |
|
| JUMP Securities FXI due 10/29/10 |
| SPEEC |
|
MS |
|
|
|
09/23/2009 |
|
$10.00 |
|
Structured Investment |
|
| AMERICAN AIRLINES |
| AMR |
|
MS/CITI/UBS |
|
30,000,000 |
|
09/22/2009 |
|
$8.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| CALPINE |
| CPN |
|
MS |
|
20,000,000 |
|
09/22/2009 |
|
$11.75 |
|
COM |
| Download the final prospectus(PDF) |
|
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| Morgan Stanley & Co. Incorporated Financial Statement
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The Global Wealth Management Group of Morgan Stanley & Co. Incorporated and the Smith Barney division of Citigroup Global Markets Inc. have combined into Morgan Stanley Smith Barney LLC, a new investment adviser and broker-dealer registered with the Securities and Exchange Commission.
In general, references to Morgan Stanley in this section of the site should be read as Morgan Stanley Smith Barney; however, some services will continue to be provided by Morgan Stanley & Co. Incorporated. Click here to read the Statement of Responsibilities, which explains the respective roles and functions of Morgan Stanley and Morgan Stanley Smith Barney.
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