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Morgan Stanley Lead and Co-Managed Issues for the Last Two Years
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This announcement is neither an offer to sell nor a solicitation of an offer to buy any of these securities. For some of these securities, the offer is made only by the Prospectus, a copy of which may be obtained through a Morgan Stanley Smith Barney Financial Advisor.
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|
| Symbol |
|
Lead
underwriter |
|
Deal
size |
|
Offer
date |
|
Offering
price |
|
Security
type |
|
|
|
| HARTFORD FINANCIAL |
| HIG |
|
GS/JPM |
|
56,000,000 |
|
03/18/2010 |
|
$27.75 |
|
COM |
|
| CAREFUSION |
| CFN |
|
MS |
|
5,400,000 |
|
03/17/2010 |
|
$25.35 |
|
COM |
|
| FINISAR CORPORATION |
| FNSR |
|
MS/JEFFERIES |
|
7,200,000 |
|
03/17/2010 |
|
$14.00 |
|
COM |
|
| TEEKAY OFFSHORE |
| TOO |
|
MS/BOFA |
|
4,400,000 |
|
03/17/2010 |
|
$19.48 |
|
COM |
|
| LEXICON PHARMACEUTICALS |
| LXRX |
|
MS/JPM |
|
87,717,391 |
|
03/15/2010 |
|
$1.15 |
|
COM |
|
| CINEMARK HOLDINGS |
| CNK |
|
MS/BAR |
|
10,000,000 |
|
03/11/2010 |
|
$17.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| INTERNATIONAL COAL GROUP |
| ICO |
|
MS/UBS |
|
22,371,365 |
|
03/11/2010 |
|
$4.47 |
|
COM |
| Download the final prospectus(PDF) |
|
| COMERICA |
| CMA |
|
JPM |
|
22,000,000 |
|
03/09/2010 |
|
$35.00 |
|
COM |
|
| BRUKER CORP |
| BRKR |
|
MS |
|
2,000,000 |
|
03/03/2010 |
|
$13.20 |
|
COM |
|
| COPANO ENERGY |
| CPNO |
|
MS/BOFA/WFC |
|
6,300,000 |
|
03/03/2010 |
|
$23.10 |
|
COM |
| Download the final prospectus(PDF) |
|
| MCCORMICK & SCHMICKS |
| MSSR |
|
MS |
|
800,000 |
|
03/02/2010 |
|
$8.20 |
|
COM |
|
| ARVINMERITOR |
| ARM |
|
CITI/JPM/UBS |
|
17,350,000 |
|
02/25/2010 |
|
$10.50 |
|
COM |
| Download the final prospectus(PDF) |
|
| CAPELLA EDUCATION |
| CPLA |
|
MS |
|
600,000 |
|
02/25/2010 |
|
$83.00 |
|
COM |
|
| STERLING BANCSHARES |
| SBIB |
|
MS |
|
17,400,000 |
|
02/24/2010 |
|
$4.60 |
|
COM |
| Download the final prospectus(PDF) |
|
| TCF FINANCIAL |
| TCB |
|
MS/JPM |
|
10,000,000 |
|
02/23/2010 |
|
$14.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| TREEHOUSE FOODS |
| THS |
|
MS/BOFA |
|
2,300,000 |
|
02/23/2010 |
|
$43.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| BOARDWALK PIPELINE |
| BWP |
|
MS/GS/UBS/C |
|
10,000,000 |
|
02/18/2010 |
|
$30.02 |
|
COM |
| Download the final prospectus(PDF) |
|
| Silver Resources |
| SSRI |
|
UBS |
|
5,000,000 |
|
02/12/2010 |
|
$17.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| DEVELOPERS DVSFD REALTY |
| DDR |
|
MS/JPM |
|
36,000,000 |
|
02/09/2010 |
|
$8.16 |
|
COM |
| Download the final prospectus(PDF) |
|
| ART TECHNOLOGY |
| ARTG |
|
MS/DB |
|
25,000,000 |
|
02/05/2010 |
|
$3.50 |
|
COM |
| Download the final prospectus(PDF) |
|
| PNC FINANCIAL |
| PNC |
|
MS/JPM |
|
200 |
|
02/03/2010 |
|
$54.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| IRONWOOD PHARMACEUTICALS |
| IRWD |
|
MS/JPM/CS |
|
16,666,667 |
|
02/02/2010 |
|
$11.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| ONEOK PARTNERS |
| OKS |
|
UBS/CITI/MS/BOF |
|
5,000,000 |
|
02/02/2010 |
|
$60.75 |
|
COM |
| Download the final prospectus(PDF) |
|
| AVAGO TECHNOLOGIES |
| AVGO |
|
MS/DB/BARC/CITI |
|
25,000,000 |
|
01/28/2010 |
|
$17.41 |
|
COM |
| Download the final prospectus(PDF) |
|
| CENTURY 21 CHINA |
| CTC |
|
MS/GS |
|
16,600,000 |
|
01/27/2010 |
|
$7.00 |
|
COM |
| Download the final prospectus(PDF) |
|
| ARES CAPITAL CORPORATION |
| ARCC |
|
MS/BAML/JPM/STrust/WFargo |
|
21,000,000 |
|
01/26/2010 |
|
$12.75 |
|
COM |
| Download the final prospectus(PDF) |
|
| 9% ELKS on AAPL due 7/21/10 |
| SPFEL |
|
C |
|
|
|
01/26/2010 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| 95% FX Bskt PPN due 07/29/13 |
|
|
MS |
|
|
|
01/25/2010 |
|
$100.00 |
|
Structured Investment |
|
| PLUS on DJUBS Commod. Index due 7/27/11 |
|
|
MS |
|
|
|
01/25/2010 |
|
$100.00 |
|
Structured Investment |
|
| PLUS on SPX due 2/24/2011 |
| SPFED |
|
BCS |
|
|
|
01/25/2010 |
|
$10.00 |
|
Structured Investment |
| Download the final prospectus(PDF) |
|
| Buff PLUS EAFE Due 01/27/12 |
| SPFEE |
|
JPM |
|
|
|
01/25/2010 |
|
$10.00 |
|
Structured Investment |
|
| JUMP on IYR Index 01/27/12 |
| SPFEF |
|
JPM |
|
|
|
01/25/2010 |
|
$10.00 |
|
Structured Investment |
|
| LASERS on RUT due 1/29/13 |
| SPFEG |
|
CFI |
|
|
|
01/25/2010 |
|
$10.00 |
|
Structured Investment |
|
| PPN on SPX due 7/29/15 |
| SPFEH |
|
C |
|
|
|
01/25/2010 |
|
$10.00 |
|
Structured Investment |
|
| Buffered PLUS on SPX due 1/27/2012 |
| SPFEI |
|
C |
|
|
|
01/25/2010 |
|
$10.00 |
|
Structured Investment |
|
| Jump Sec. on EWZ due 2/24/11 |
| SPFEJ |
|
MS |
|
|
|
01/25/2010 |
|
$10.00 |
|
Structured Investment |
|
| Buffered PLUS on EEM |
| SPFEK |
|
MS |
|
|
|
01/25/2010 |
|
$10.00 |
|
Structured Investment |
|
| NORDIC AMERICAN TANKERS |
| NAT |
|
MS |
|
4,000,000 |
|
01/22/2010 |
|
$30.50 |
|
COM |
| Download the final prospectus(PDF) |
|
| AMAG PHARMACEUTICALS |
| AMAG |
|
MS |
|
3,000,000 |
|
01/20/2010 |
|
$48.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| CINEMARK HOLDINGS |
| CNK |
|
MS |
|
7,500,000 |
|
01/20/2010 |
|
$14.55 |
|
COM |
| Download the final prospectus(PDF) |
|
| INERGY LP |
| NRGY |
|
UBS/MS/BOFA/WFC |
|
4,500,000 |
|
01/20/2010 |
|
$36.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| GOVERNMENT PROPERTIES INCOME TRUST |
| GOV |
|
MS/JEFF/WFC |
|
8,500,000 |
|
01/14/2010 |
|
$21.50 |
|
COM |
| Download the final prospectus(PDF) |
|
| KAYNE ANDERSON |
| KYN |
|
UBS/CITI/MS |
|
5,500,000 |
|
01/14/2010 |
|
$23.61 |
|
COM |
|
| EL PASO PIPELINES |
| EPB |
|
CITI/BOFA/WFC |
|
8,000,000 |
|
01/13/2010 |
|
$24.48 |
|
COM |
| Download the final prospectus(PDF) |
|
| TRANSMONTAIGNE PARTNERS |
| TLP |
|
MS/WFC |
|
1,750,000 |
|
01/12/2010 |
|
$26.60 |
|
COM |
| Download the final prospectus(PDF) |
|
| BRUKER CORP |
| BRKR |
|
MS |
|
1,000,000 |
|
01/11/2010 |
|
$13.60 |
|
COM |
|
| INVESCO MORTGAGE |
| IVR |
|
MS/CS |
|
7,000,000 |
|
01/11/2010 |
|
$21.25 |
|
COM |
| Download the final prospectus(PDF) |
|
| ELKS on Barrick Gold (ABX) due 7/21/10 |
| SPFEB |
|
CFI |
|
|
|
01/11/2010 |
|
$10.00 |
|
Structured Investment |
|
| 9.7% ELKS on AMZN due 2/14/11 |
| SPFEC |
|
MS |
|
|
|
01/11/2010 |
|
$10.00 |
|
Structured Investment |
|
| ENTERPRISE PRODUCT |
| EPD |
|
MS |
|
9,250,000 |
|
01/07/2010 |
|
$32.42 |
|
COM |
| Download the final prospectus(PDF) |
|
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The Global Wealth Management Group of Morgan Stanley & Co. Incorporated and the Smith Barney division of Citigroup Global Markets Inc. have combined into Morgan Stanley Smith Barney LLC, a new investment adviser and broker-dealer registered with the Securities and Exchange Commission.
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